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 Market Conduct Compliance auditing and software services
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| Stay up-to-date on the latest laws and regulations with help from Lou Penn & Associates, Inc. Our insurance consultant provides insurance compliance resources. To learn more about the various services we offer, contact us today to speak with a member of our team. |
Market Conduct Compliance Resources
Turn to Lou Penn & Associates, Inc., for market conduct compliance services and market conduct auditing tools. We are dedicated to helping the legal and insurance industries remain current on the ever-changing regulations in the field of market auditing. |
Pricing Information
Lou Penn & Associates, Inc., performs much of the same work as consulting firms, but at a fraction of the cost. Our rates vary depending on the complexity and length of the assignment. Our goal is to furnish you with a solution that provides you with timely, cost-effective, and quality results. |
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We know that your satisfaction with the service we provide will more than justify your cost of obtaining the expertise you need. We want to exceed your expectations. To obtain an obligation-free quote, call today to speak with a member of our team.
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Meet Lou Penn
Lou Penn has had an extensive career in the compliance arena. After 20 years of state service with the New York, Florida, and Vermont insurance departments, he started his own business and was instrumental in setting up the compliance department at a large national insurer. He has performed mock audits and compliance training for many of the major insurers' in the US.
He created a market conduct compliance product, called Complianceware which has become the countrywide standard for market conduct compliance in the US, currently being used countrywide by most major US insurers.
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Recently, we have created another product which is now part of our market conduct compliance database called "Market Conduct Auditor" which enables insurers' to audit their own files and document their audit results using our "View Company Violations Database" which is now connected to the "Market Conduct Auditor Database". For example, if you want to categorize and prioritize the market conduct exam results you have recently had or for past exams in various states you write in, this is an efficient and easy to do this, this is a good product for you. You can view your company results in a violation matrix/chart on your own secure website in your the privacy of your compliance team by policy, claim, etc., by type of product or line of business and by the state(s) and line of business that you are writing. These results can be accessed on you company intranet web and provided to the areas in you company involved in compliance. You can view/add or modify past or current audit market conduct result/issues. You can just add them to your own secure intranet version of our "View Company Violations Database" and pass the results on to other departments in your company for review. We can help you do this and get started creating your own comprehensive market conduct compliance department.
Lou Penn likes compliance and enjoys new ways of looking at and doing things. Let his varied experiences solve some of your problems today!
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| Contact our market auditors to learn more about the latest regulations in the field of insurance compliance. |
Hours of Operation: 24/7 | Service Area: Nationwide
Auditing tool: Market Conduct Auditor ®
Member: Insurance Regulatory Examiners Society, Association of Insurance Compliance Professionals
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